Processors Part II

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Unlike the previous two posts, I am going to massively skim, abridge, and otherwise compress everything discussed here because, well, it’s (a) hard and (b) not the point of the blog series; I’d like to actually work my way up into programming soon.

This is just a list and brief overview of some advanced topics on processor design, to give you some starting points on your own reading.

  1. Advanced Processor Features
    1. Miscellaneous Registers
    2. Pipelines
    3. Hazards
    4. Operand Forwarding
    5. Branch Prediction
    6. Instruction Flow
  2. Instruction Set
  3. Peripheral Devices
    1. Expanded Memory
      1. Cache
      2. RAM
      3. Bulk Storage
    2. I/O
      1. Display
      2. User Input
      3. Networking
  4. Interrupts

Advanced Processor Features

The processor I drew at the end of the previous post was extremely simple. It consisted solely of a register file and an ALU linked together, with interfaces to load instructions from somewhere else, and a data input/output bus.

That’s a good gist of how processors work, but the reality is way, way more complicated, and it took up an entire senior-level class.

Miscellaneous Registers

While the concept of the register file is accurate, from an engineer’s point of view, software architecture puts semantic meaning on various groups of registers inside the file.

For example, on the MIPS architecture, there are 32 registers which are given the following purposes and names. Only register zero has hardware alterations – it always emits the number 0 when read, and drops writes.

  • $0 ($zero) – drops writes, reads 0

  • $1 ($at) – temporary register used by the assembler

  • $2 and $3 ($v0, $v1) – return values from function calls or expression evaluation go here, and then get moved if they are to be preserved

  • $4 through $7 ($a0 to $a3) – arguments for function calls. If a function takes more than four arguments, the rest go on the stack (I’ll get to that later).

  • $8 through $15 ($t0 to $t7) – temporary registers for the currently executing function. These registers are considered to always be fair game to use and overwrite.

  • $16 through $23 ($s0 to $s7) – saved registers for the previously executing function. If a function wants to use them, it must push their old values to the stack when the function starts, and then restore them from the stack to those registers before it exits.

  • $24 and $25 ($t8 and $t9) – more temporary registers like $t0 to $t7.

  • $26 and $27 ($k0 and $k1) – these registers are only for the kernel. Some CPUs will only permit access to these registers when the CPU thinks it is being run in “kernel mode”; others use the honor system.

  • $28 ($gp) – a global pointer into main memory. This is like a bookmark.

  • $29 ($sp) – the stack pointer. This is also a bookmark, but has very strict usage semantics. I will talk about stacks later.

  • $30 ($fp) – the frame pointer. This also points to “the stack”, and has a different meaning. I will talk about it in the stack article.

  • $31 ($ra) – This register stores the return address; when the currently executing function ends, it loads the return address value into the program counter, causing the computer to jump to a different part of the instruction sequence.

CPUs also define a special “status register” which contains, instead of a single nbit value, n 1-bit “flag” values indicating the state of the CPU. This status register holds flags for things like arithmetic overflow, arithmetic carry output, interrupt state, CPU mode, and comparison results.

Architectures can also define other special-purpose registers, but you get the point about how they work. I’ll talk about what they mean when needed.

On the x86 and x86_64 architectures, which run on modern desktop computers, the registers have stranger names and widths. Because Intel has specifically designed x86 (which debuted in the 70s) to be permanently backwards-compatible, as registers widened, they accumulated names. So the same register element has up to three different names, referring to which parts of the register are accessed. For example, ax is the bottom two bytes of register ax, eax is the bottom four bytes (32-bits) of register ax, and rax is the entire eight bytes (64-bits) of register ax.

This is important because Intel has also designed the x86 Instruction Set to remain backwards compatible, so as CPUs grew in width, the old instructions and operating modes stuck around.

So when you boot a desktop computer, it starts out thinking it's a 16-bit core and only accesses 16 bits from each register, then you do some setup work and inform the CPU that it can start using 32-bit instructions, which lets you access the extended registers eax and friends, and finally you tell the CPU to switch to 64-bit mode, which has yet another set of instructions and register accesses available.

Computers are wild.


The CPU from my last post could only do one thing at a time, and we had to wait for it to complete its operation before we could start another.

This is ineffecient, because there are multiple steps to an instruction’s execution, and they’re frequently independent of each other.

So we can use registers attached to a global clock to hold intermediate values at each stage in the process. This means that rather than an instruction flowing continuously through the CPU, it steps from one part to the next to the next, doing so only when the clock “ticks”.

I’m going to use a 5-stage MIPS CPU as my example (can you tell that’s what my class used yet?).

  1. Instruction Fetch

    This stage loads an instruction word from memory into the first pipeline register.

  2. Instruction Decode

    This stage splits the instruction word into its relevant pieces and sets up the registers and ALU to prepare for work. The register file connects the specified registers to its A, B, and Y lines; the ALU muxes select the proper behavior, and other things about which we need not concern ourselves happen.

  3. Execute

    The data flows through the ALU, which stores the output in its Y temporary register and sets any bits in the status register as appropriate.

  4. Memory Access

    If the instruction requires access to main memory, this access happens here. If the instruction does not require this, this stage is skipped.

  5. Writeback

    Data flows into the waiting register file, either from memory or from the ALU.

Intel CPUs have up to a 20-stage pipeline. I have no clue what goes on in there. It’s black magic. These five stages are the general actions that must always happen; Intel has apparently found a way to further subdivide them.

The advantage of pipelining is that as soon as one instruction moves forward in the pipe, another can step into the place it vacated. This means that it now takes longer for an instruction to exit the CPU (because the computation time remains constant, but now it has to work its way through the pipeline stage registers too), but the CPU can emit instructions more often (an instruction comes out every tick, which is much shorter than the full processing time).

If the un-pipelined CPU takes 20us to operate, than one instruction comes out every 20us. Pipelining may add another 10us of total delay, but the longest stage in the pipeline only needs 5us. Thus, it takes 30us for the first instruction to come out, but from then on an instruction will be emitted every 5us.

Pipelines trade latency (time from input to resulting output) for throughput (time between consecutive outputs).


Here’s a problem: what if a second instruction depends on the result from the instruction just preceding it? This happens all the time, yet in the pipeline, we can see that the ALU result doesn’t get stored until stage 4 or 5, yet the next instruction will try to read it in stage 2. Assuming the second follows immediately after the first, the second instruction will be reading from the register file before the first instruction has written the needed value to it!

This is called a write-after-read hazard.

There is also a read-after-write hazard, where an instruction clobbers a register you had planned to use before you have a chance to read from it, so you wind up reading garbage. Neither of these are good things.

Operand Forwarding

This is a solution to WAR and RAW hazards. A cleverly built CPU can detect that a new instruction is attempting to use the same register or registers as a recently-executed instruction. As part of the Decode stage, the CPU can then set up the ALU so that instead of its result going to the register file or memory, its result is forwarded to the next instruction (by going backwards in the CPU); skipping the register write and read processes. The value sits waiting at the appropriate input register without having to be emitted by the register file, and all is well.

Alternatively, a CPU can decide to just stop feeding the pipeline until it knows that register safety is assured, and then resume instruction processing. This is called a stall, and is less awesome (there are ticks without work), but is easier and cheaper to implement.

Branch Prediction

The other problem with pipelines, especially very deep pipelines like Intel’s, is that if an instruction has a comparison-and-branch, the CPU doesn’t know if it will branch or not until stage 3. If it branches, then the instructions behind the branch instruction which have started working through the CPU are now garbage, and the CPU must throw them out when the exit. This means that from the time a branch occurs to the time the new code enters the CPU, the CPU is doing no useful work.

Clever hardware engineers, compiler authors, and programmers will set up their work to try to predict which branches get taken, and to make such prediction easy. Complex CPUs manage by using a historical record of the most recent branch events and whether or not they caused a jump. If the current trend is on taking the branch, then the instruction fetcher assumes the branch will occur and loads from the target immediately upon seeing a branch; if the current trend is on not taking the branch, then the instruction fetcher assumes it won’t occur and keeps loading from the current region.

This is why if you are writing low-level systems code that branches based on random noise, and you don’t have a good reason why, your professors (and if you’re learning from this article, I’m including me in that group) will slap you for it.

Instruction Flow

Modern desktop CPUs have gotten so ridiculously fast relative to memory access that Intel has come up with a clever, black-magic piece of wizardry called hyper-threading.

Each CPU core has two instruction fetchers, which operate independently. They take turns feeding instructions into the CPU, essentially making it do two different things at once.

Intel will also happily look at the upcoming instructions and rearrange them to make stalls and hazards less likely to occur.

It’s basically a code zipper. Each instruction stream is one side of the zipper, and the CPU interleaves them to get a rather seamless result. This allows each stream some more time for memory to come in before it has to work, and reduces CPU idle time by increasing the amount of work ready to be done.

Instruction Set

This is the only part of the article actually relevant to you if you’re here for programming.

A CPU’s instruction set and instruction set architecture are its interface to the outside world. These are specifications of how binary numbers should be assembled to cause desired behavior in the chip. It defines which bits in an instruction control the ALU, which control the register file, where immediate values embedded into the instruction go, and most importantly how many ticks an instruction takes to finish executing.

This is hugely important to writing assembly code, which will be covered shortly since every other language winds up as assembly.

The instruction set includes more than just control switches for the CPU; other components that are considered part of the chip (such as a floating-point-math coprocessor, a GPU, other hardware…) have instructions that tell the CPU to put them on the field, as it were.

Peripheral Devices

A CPU on its own is just a calculator with a small amount of internal memory. That’s incredibly useless.

Peripheral devices allow a CPU to interact with the outside world and expand its functionality. Each of these devices has its own controlling processor, but the way those work is defined by a driver specification the manufacturer provides (or the FOSS community reverse-engineers) that tells the CPU how to talk to it.

Expanded Memory

The CPU only has so much space in its own register file. The CPU’s register file is small for the following reasons:

  • reduce the bits consumed by register selection in instructions
  • reduce the area footprint of the CPU
  • reduce wiring complexity

but most importantly, memory chips are constrained by a triangle of speed, size, and cost. Cost is not very fluid, so memory mainly trades speed for size.

If we want a memory component that can keep up with a CPU, it can’t be very large, because that kind of memory is supremely expensive and delicate.

If we want a memory component that has lots of room and is robust, it can’t be very fast, because physics is cruel.

If we want a memory component that is not cripplingly expensive, it can be fast or large, but not both.

The solution for this is a memory hierarchy, with small and fast at one end and large and slow at the other.


The cache is a collection of memory kept on board the CPU, that is distinct from the register file. There are four tiers of cache, with L1 closest to the CPU and L4 farthest away. Each tier of cache is somewhat larger and slower than the last, and these caches may be shared among cores in a multi-core chip.

Even L4 cache, though, is orders of magnitude faster than RAM.


RAM (Random Access Memory) is a large array of memory cells. It is called random-access in contrast to sequential-access memory (like magnetic tape, or magnetic platters) because access time to a cell is not dependent on that cell’s location in memory, absolute or relative to the accessing element.

Current RAM speeds are roughly two to four thousand times slower than CPUs. This is why CPU caches exist; when the CPU first asks for a chunk of RAM, the CPU halts and waits for the RAM request to complete. This request dumps a chunk of RAM, rather than just the requested cell, into the caches. Since studies of programs show that subsequent memory access will likely be to the same cell or near neighbors, the caches provide rapid access to those memory regions until the CPU is done with them, at which point they are written back to RAM.

A 64-bit CPU connects to RAM with a 64-bit bus, so RAM access works best when the address being requested is an even multiple of 64 bits. Even though CPUs today are 4- or 8- bytes wide, backwards compatibility means that RAM is still addressed by single bytes. Thus, to preserve alignment, RAM accesses typically leave the last several bits of the address blank.

Let’s look at what one 64-bit word of RAM looks like, with byte-wise addressing.

Each row in this table is an 8-byte word, and each cell is one byte. The least significant nibble (four bits) of each cell’s address is marked in the cell, and the remaining nibbles are marked to the left.

Main bits            Last 4 bits
64       32       │               │
00000000_0000003  │8│9│A│B│C│D│E│F│
00000000_0000003  │0│1│2│3│4│5│6│7│
00000000_0000002  │8│9│A│B│C│D│E│F│
00000000_0000002  │0│1│2│3│4│5│6│7│
00000000_0000001  │8│9│A│B│C│D│E│F│
00000000_0000001  │0│1│2│3│4│5│6│7│
00000000_0000000  │8│9│A│B│C│D│E│F│
00000000_0000000  │0│1│2│3│4│5│6│7│

Modern RAM and motherboards are built for 64-bit words, and so no matter what byte address is requested by the CPU, the RAM controller will ship the entire word containing that byte. Since words are 8 bytes wide, the bottom 3 () bits of an address are unused, and the address bus can get away with not even having those bottom three lines.

Since RAM is built to operate on evenly spaced, or aligned, words, but the CPU is capable of working with byte-level addresses, requests for unaligned memory gets penalized. Suppose the CPU wants a 32-bit number stored at address 0x1C: it issues a request for address 0b_0001_1100, but the bottom three bits are discarded and so RAM acts on the word 0b_0001_1000 (0x18). When the CPU receives that word, it knows to ignore the low four bytes and only use the high four. This requires that the CPU shift the word down by 32 bits so that it is working with a number at the correct power of 2.

Now imagine that a 32-bit value is stored at 0x10 and a 64-bit value is stored at 0x14. In order to access the 64-bit value, which runs from 0x14 through 0x1B, the CPU must request word 0x10 into one register and shift down, then request word 0x18 into another register, shift up, and merge the two. This takes far more time and space, and so most compilers will decide to skip the four bytes 0x14 through 0x17, and store the 64-bit value in the full word 0x18-0x1F.

Efficient memory usage requires that variables be properly aligned according to their sizes, and this comes into play significantly in low-level programming.

Bulk Storage

RAM is great, but requires constant power supplies to preserve its stored values (dynamic RAM slowly leaks charge; electrical science is just rude like that), and there’s only so much of it. Even though 64-bit CPUs, which have 48-bit addressing capability (it’s a weird topic; I’ll address it later), can access a horrific amount of RAM, very few computers have the space or power necessary to fill that.

So hard drives, solid state drives, magnetic tapes, and CD-ROMs provide an extremely dense, unpowered storage solution. The only problem is they are horribly, horribly slow. My 7200 RPM hard drives have a median lookup time of 10 milliseconds. Modern desktop CPUs run in the GHz order, which is ten million times faster (GHz is seconds, 10ms is sec).

My hard drives are 4TB apiece, which puts them at more than two orders of magnitude larger than my RAM space, but that doesn’t quite compensate for the seven orders of magnitude they’re behind on speed.

On a CPU which can only run one program at a time, accessing the hard drive is a crippling blow to performance. Fortunately, since hard drives can operate autonomously once told to access a certain address, the CPU can issue a request and go back to working on other things until that request completes.

When CPUs decide they need to ask RAM or bulk storage for data, they usually stop doing whatever task required that transaction and pick up some other task instead. This is called multitasking and is one of the more important features of modern operating systems.


What good is a computer that can’t talk to the outside world, where we live? If we can’t put in data for it to work on, and it can’t put out results, there’s not much point in having it work.

So all computers have some form of input and output capability. Even embedded devices, like the computers that sit inside robot parts and cars and satellites, receive data from the environment and can control other devices like motors or radios or screens.


The simplest (not really; it’s actually quite complex to implement, but simplest from a user’s perspective) output device is a monitor. The computer prints text to the screen, and the user reads it.

Computers can also print things (the first computers were connected directly to typewriters, which is why our text encodings look like they do), or make noise through speakers, but the quintessential form of computer to human communication is the display.

User Input

Humans give data to the computer through a keyboard (and also a mouse). At first computers were given input by directly manipulating electrical switches, but this was tedious and required speaking the computer’s language.

Remember how I said the first generation of computers was connected to typewriters? In truth, electric typewriters were cut in half (metaphorically) and the computer was sandwiched between, so that instead of the typewriter’s keyboard going to the typewriter’s printer, the computer sat between them and read from the keyboard and wrote to the printer.

That happened in the ‘60s. Nearly sixty years later, and that interface has barely changed; the command line is still present in all computers and pretty much impossible for a programmer to ignore.


The most revolutionary I/O device is, by far, the networking card. With this, computers can communicate with each other and exchange data and share work, without having to be in the same case, room, or building.


There are two ways a CPU can check on the outside world: perpetually ask the world what its status is, or wait for the world to poke it.

The former, called a poll loop, is terrible, but simple.

The latter, called interrupt- or event- based programming, is awesome, but complicated.

Basically, the CPU dangles certain wires to the outside world and, when those wires change state, cause an immediate context switch in the CPU to a special function called an interrupt handler.

A context switch means the CPU pauses what it was doing, loads new instructions, and starts working on those.

The interrupt handlers are typically hard-coded addresses in instruction memory that hold a value; that value is the address of the respective handler function.

Interrupt handlers must be fast, self-contained, and simple, because while a CPU is in interrupt-mode, no other interrupt can be serviced.

The interrupt handler does something (usually informing the OS of what happened so the OS can do work at its leisure) and exits, at which point the CPU goes back to what it was doing as if nothing happened.

This is how most I/O happens, since the CPU can’t possibly know ahead of time when input signals will appear.

Interrupts can be attached to many devices, like keyboards or networking or sensors, or most importantly, timers.

All complex programs, and by complex I mean all of them, use timers to schedule actions. The timer goes off, an interrupt occurs, the CPU gets new information, and life goes on.

I encourage you to look up or ask me about any of these topics that catch your interest; I’m happy to go on at length about them, but I do mean at length.

And next up is assembly language, and thence into actual programming, which is the domain about which I actually want to talk and you, probably, actually want to read.